Defect Structure Analysis in Single Crystal Substrates using XRTmicron

Katsuhiko Inaba

Summer 2020, Volume 36, No. 2 , 11-18

For more than 50 years, X-ray topography (XRT) has been an indispensable industrial and research tool for crystal growth of functional materials, since crystalline defects, such as dislocations, stacking faults, etc., can be detected with this technique non-destructively. Industrial demand for almost dislocation-free Si has greatly contributed to this technique, providing important insights for the improvement of crystal quality.  These days, various functional bulk single crystals other than Si have been grown and industrial application of these crystals have been explored. X-ray topography is also employed to investigate growth conditions and correlations between physical properties and crystalline qualities of these crystals.

Even for Si wafers that are originally dislocationfree, there is a possibility that strains and/or defects will be introduced during steps in device fabrication processes; thus, there arises a need for non-destructive characterization without changing the device structure fabricated on the Si wafers. X-ray topography is, therefore, used not only for characterization of slices of ingots or bare wafers, but also for the inspection of processed wafers.

In this article, important features and functions equipped in Rigaku’s latest X-ray topograph apparatus, XRTmicron™ are reviewed briefly and application data from this apparatus related to modern functional crystals will be introduced.

Highlights

  • Three-dimensional section X-ray topography enables non-destructive visualization and reconstruction of defect networks inside single-crystal substrates with high spatial resolution.
  • Combining diffraction contrast with g·b analysis allows identification of dislocation Burgers vectors, providing information that many other defect characterization techniques cannot obtain.
  • Dual-wavelength operation, automated switching between transmission and reflection geometries, and digital image acquisition make it possible to rapidly characterize a wide range of functional crystals, including SiC, sapphire, ScAlMgO  (SAM), and MgO.

Summary

X-ray topography is a powerful non-destructive technique for evaluating crystalline defects in single-crystal substrates used in advanced electronic and optoelectronic devices. Modern implementations combine high-brilliance microfocus X-ray sources, multilayer optics, digital detectors, and automated data acquisition to dramatically improve imaging speed while enabling three-dimensional reconstruction of defect structures inside crystals.

Three-dimensional section topography is particularly valuable because it acquires sequential section images throughout a crystal volume and reconstructs them into a 3D dataset. This allows researchers to inspect internal dislocation networks, stacking faults, and other extended defects from arbitrary cross-sections without physically sectioning the sample. Such capability is especially useful for semiconductor materials where buried defects influence device performance.

A major advantage of X-ray topography is its ability to perform diffraction-based g·b analysis, in which the visibility of a dislocation depends on the relationship between the diffraction vector and the Burgers vector. By recording images under different diffraction conditions, dislocation types and crystallographic slip systems can be identified, providing structural information that complements other defect characterization techniques.

Applications demonstrate the versatility of the approach across several technologically important materials. In sapphire substrates used for GaN epitaxy, X-ray topography reveals dislocation configurations beneath epitaxial layers and distinguishes major slip systems while showing that many defects remain confined within the substrate rather than propagating to the growth interface. Studies of ScAlMgO  (SAM) substrates show exceptionally high crystal quality, with very few dislocations and only subtle striation patterns visible in three-dimensional reconstructions. Analysis of MgO substrates highlights grain boundaries, slight crystal misorientations, and processing-induced surface damage while demonstrating the value of selecting Cu or Mo radiation depending on the desired penetration depth.

For wide-bandgap semiconductor materials such as 4H-SiC, detailed defect characterization plays an important role in improving device performance and reliability. Automated digital analysis and integration with complementary inspection methods support faster identification and classification of dislocations, enabling more comprehensive evaluation of crystal quality for advanced semiconductor manufacturing.

Frequently asked questions

3D section X-ray topography is a nondestructive imaging technique that acquires a series of closely spaced section images throughout a crystal and reconstructs them into a three-dimensional volume. Researchers can examine internal defects from any orientation, determine their depth, and visualize how dislocations and other crystallographic defects propagate through the material. This provides much more information than a single two-dimensional topograph.

X-ray topography uses diffraction contrast and g·b analysis. By collecting images under different diffraction conditions, dislocations disappear or remain visible depending on the relationship between the diffraction vector and the Burgers vector. Comparing these images allows researchers to determine the Burgers vector, classify dislocations, and identify active slip systems within the crystal.

The two wavelengths provide different penetration depths. Cu radiation is more sensitive to defects near the sample surface, making it suitable for polished wafers and surface damage analysis. Mo radiation penetrates much deeper into the crystal, allowing inspection of internal defects in thick substrates, coated wafers, and samples where transmission measurements are difficult or impossible.

The technique provides nondestructive inspection of crystalline defects before and after device processing. It allows manufacturers to monitor dislocations, strain, grain boundaries, and other structural imperfections that can influence epitaxial growth, device yield, and long-term reliability without damaging valuable substrates.

Three-dimensional imaging reveals whether dislocations remain confined within the sapphire substrate or extend toward the interface where GaN is grown. Understanding defect geometry and slip systems helps optimize substrate growth, processing conditions, and epitaxial layer quality for high-performance optoelectronic devices.

Silicon carbide power devices require extremely low defect densities to achieve high performance and reliability. X-ray topography identifies and classifies dislocations throughout the crystal, supports automated defect counting, and helps correlate specific defect types with device degradation. This information guides crystal growth improvements and process optimization for power semiconductor manufacturing.

X-ray topography offers a unique combination of nondestructive imaging and crystallographic information. Unlike chemical etching, it does not damage the sample. Compared with optical inspection or photoluminescence imaging, it can determine dislocation characteristics through diffraction analysis. While transmission electron microscopy provides much higher spatial resolution, it examines only a very small sample volume, whereas X-ray topography can inspect entire wafers and bulk crystals efficiently.

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