Chemical State Analysis by X-ray Emission Spectroscopy
Hikari Takahara, Takashi Shoji and Yoshiaki Ito
Winter 2022 Volume 38, No. 1 , 13-21
X-ray emission spectroscopy (XES) is a chemical state analysis method. It is possible to show the change in a compound’s bonding state profile by measuring fluorescent X-rays with high energy resolution. Recently, the XES method has been evaluated in the field of advanced materials such as battery materials and catalysts, and the need for laboratory spectrometers is increasing. We are evaluating the applicability of Si-based negative electrode materials and next-generation battery materials for lithium-ion batteries using double-crystal spectroscopy with high-energy resolution. Quantitative analysis results of Li–Si alloy composition and side reaction products were reported based on changes in the Si Kβ spectral profile during electrochemical charging and discharging. It is known that the X-ray emission spectrum changes depending on the chemical state of the material, but the technique is not actively applied to chemical state analysis currently. In this paper, as the basis for describing the X-ray emission analysis method, we explain the optical system required to obtain high resolution, describe the interpretation of the X-ray emission spectrum and spectral changes due to the chemical state, and introduce application examples.
Highlights
- High-resolution x-ray emission spectroscopy (XES) can distinguish chemical states by resolving subtle changes in emission line profiles that are not visible with conventional wavelength-dispersive XRF.
- The Si Kβ emission spectrum is highly sensitive to chemical bonding, enabling quantitative analysis of lithium-silicon alloy composition and reaction products in lithium-ion battery materials.
- Laboratory-based double-crystal XES systems provide chemical-state information that complements techniques such as XPS and XANES while reducing dependence on synchrotron facilities.
Summary
X-ray emission spectroscopy (XES) is an analytical technique that extracts chemical-state information by measuring fluorescent x-rays with extremely high energy resolution. Unlike conventional wavelength-dispersive x-ray fluorescence, which is optimized for elemental identification, high-resolution XES resolves fine spectral features that reflect changes in electronic structure, oxidation state, spin state, and local bonding environment. Achieving this level of resolution typically requires double-crystal spectrometers capable of resolving energy differences on the order of a few electronvolts.
The technique is particularly valuable for advanced materials because different emission lines respond differently to chemical bonding. Silicon Kβ spectra exhibit large chemical shifts and distinct profile changes between elemental silicon, silicides, oxides, nitrides, and glasses, making them especially useful for monitoring lithiation and delithiation reactions in silicon-based battery anodes. These spectral changes can be analyzed quantitatively using linear combination fitting to determine lithium content and identify reaction byproducts formed during electrochemical cycling.
The discussion also demonstrates how transition metals such as manganese and chromium exhibit more subtle but still measurable spectral changes associated with oxidation state. For manganese, peak positions, widths, and asymmetry correlate with formal valence through changes in spin exchange interactions. Chromium spectra illustrate that XES can distinguish trivalent and hexavalent species and support quantitative determination of Cr(VI), providing an alternative approach to conventional wet chemical methods and complementing x-ray absorption spectroscopy.
Because XES probes bulk material and can be implemented with laboratory instrumentation, it fills an important gap between surface-sensitive methods such as XPS and synchrotron-based techniques such as XANES. Ongoing advances in optics, detector technology, and spectrometer design are making laboratory XES increasingly practical for applications in battery materials, catalysts, and other advanced functional materials.
Frequently asked questions
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X-ray emission spectroscopy measures fluorescent X-rays with much higher energy resolution than conventional wavelength-dispersive X-ray fluorescence. Rather than focusing primarily on elemental composition, XES analyzes subtle changes in emission peak position, shape, width, and satellite features that arise from differences in electronic structure and chemical bonding. This enables chemical-state analysis in addition to elemental identification.
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Chemical-state effects often produce energy shifts of only a few electron volts or changes in spectral shape that are much smaller than the resolution of standard WDXRF systems. Double-crystal spectrometers provide the resolution needed to separate these fine spectral features, revealing information about oxidation state, coordination environment, and electronic configuration that would otherwise remain hidden.
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Silicon undergoes significant electronic and structural changes during charging and discharging as it forms lithium-silicon alloys and reaction products. The Si Kβ emission spectrum changes noticeably throughout these processes, allowing researchers to quantify lithium incorporation and identify side reaction products through spectral fitting methods. This makes XES a valuable tool for understanding degradation mechanisms and electrochemical performance in silicon anodes.
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The Kβ transition involves electrons from the valence band, where chemical bonding directly affects the electronic structure. As a result, oxidation, covalent bonding, and changes in local coordination produce larger shifts and more pronounced changes in peak shape than those observed in Kα emission, which originates from deeper electronic states that are less sensitive to bonding.
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Transition metal emission spectra change in predictable ways as oxidation state varies. Parameters including peak energy, full width at half maximum, asymmetry, and satellite intensity correlate with changes in electron occupancy and spin interactions. By comparing unknown spectra with calibrated reference materials, oxidation states and mixtures of chemical species can be estimated quantitatively.
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Yes. Although spectral differences between chromium oxidation states are smaller than those observed with X-ray absorption spectroscopy, high-resolution XES can distinguish Cr(VI) from Cr(III) through changes in peak position, peak width, and intensity ratios. Linear combination fitting of reference spectra also enables quantitative determination of Cr(VI) concentration in mixed samples without relying on chemical extraction methods.
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Laboratory XES complements these methods by providing bulk-sensitive chemical-state information using hard X-rays. Unlike XPS, it does not primarily probe only the sample surface, and unlike XANES, it does not necessarily require access to a synchrotron source. Each technique provides different information, making them complementary rather than direct replacements for one another.
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Laboratory XES is well suited for advanced materials research where chemical-state information is critical, including lithium-ion batteries, catalysts, functional oxides, semiconductors, glasses, and environmental materials. Improvements in crystal optics, detector technology, and spectrometer design are making the technique increasingly practical for routine laboratory characterization of oxidation states, bonding environments, and reaction products.
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